Security and Regulatory Matter

  • Security

Security and Regulatory Matters

We represent brokerage firms, brokers, investments advisers and customers in investigations by the Securities and Exchange Commission, Regulations and Regulatory Organizations/Institutions such as the Nigeria Stock Exchange and National Assembly.

We also represent brokerage firms, customers and brokers in variety of actions including cases of fraud, breach of contract etc. We also advise brokerage firms, brokers, investment advisers in complying with their statutory obligations and in preparing investment agreements, customers agreements, compliance and supervisory firm employees/person etc.